This page is intended to hold proofs I'm working on of theorems related to Surreal numbers. I was curious about the topic and noticed a lack of online versions of proofs of theorems and statements in the article itself. For now the work is just a personal indulgence, but if it turns out to be interesting I may see about transferring it to Wikibooks as a supplemental article for people who read the Surreal numbers article and want some additional detail.
To review the basic definitions, a surreal number X is an object that consists of a (possibly empty) pair of collections of other surreal numbers called "X left" and "X right", denoted as XL and XR respectively. The normal notation is to say that X = {XL | XR}, and as we proceed it will be shown that the two sides are essentially sets of lower and upper bounds for X.
We also define the relation
between two surreal numbers as:
- Comparison Rule
- For a surreal number x = { XL | XR } and y = { YL | YR } it holds that x ≤ y if and only if y is less than or equal to no member of XL, and no member of YR is less than or equal to x.
Additionally, if
but
then we say that
.
We restrict the construction of surreal numbers using the
relation as follows:
- Construction Rule
- If L and R are two sets of surreal numbers and no member of R is less than or equal to any member of L then { L | R } is a surreal number.
Finally, we define a base surreal number, 0 = { | }, with empty left and right boundaries. With 0 defined, we now have a basis from which to inductively construct and prove theorems about surreal numbers.
Properties of 
[edit]
Our first priority is to show that
will be able to help form an ordering on the surreal numbers analogous to the like relation on the real numbers. To begin, we will need to prove that
is a total preorder on the surreal numbers, meaning that it is both total and transitive.
Since many of the proofs here will be by induction, we'll start with a simple basic lemma:
Lemma: 0
0
[edit]
Proof: Since 0L and 0R are both empty, it follows that
and
. Therefore by definition
With the above proven, we can now proceed to start showing certain general properties of
by induction.
Theorem: For all surreal numbers X,
Proof by induction:
(Base) We proved above that
(Induction) Let surreal number X be given and assume that for all
. Then we wish to show that
.
- Assume for the moment that
. Then by definition
. But by the inductive assumption
and
. Therefore by contradiction
.
- Now assume that
. Then by definition
. But by the inductive assumption
and
. Therefore by contradiction
.
Thus combining 1) and 2) above we derive that
and
. So by definition
.
Now that we've proven reflexivity, we'll proceed with some intermediary results.
Left side < X and X < right side
[edit]
Theorem For all
Proof by induction:
(Base case)
and
are empty so the theorem is vacuously true.
(Induction) Assume that for all
that
.
Let
. We want to show that
.
Assume
. But since
and
by definition of right/left
. So by contradiction
.
Now assume
. Then by the inductive assumption
. But since
it follows
, and so since
, we find that
. Thus by contradiction
.
Therefore since
and
by definition
.
Theorem For all
Proof by induction:
(Base case)
and
are empty so the theorem is vacuously true.
(Induction) Assume that for all
that
Let
. We want to show that
.
Assume
. But since
and
by definition of right/left
. So by contradiction
.
Now assume
. Then by the inductive assumption
. But since
it follows
, and so since
, we find that
. Thus by contradiction
.
Therefore since
and
by definition
.
Thus the above theorems show that, as expected, members of
are lower bounds of
, while members of
are upper bounds of
.
Lemma For all surreal numbers
and
Proof: Assume
. Then since
it follows that
. But since
, it follows by definition that
. So by contradiction
Now assume
. Then since
it follows that
. But since
, it follows by definition that
. So by contradiction
.
In fact, we can show that everything on the left is
and everything on the right is
.
Theorem For all
Proof: Let
and assume
. Then
. But
and
so by contradiction
. Therefore since
and
by definition
.
Theorem For all
Proof: Let
and assume
. Then
. But
and
so by contradiction
. Therefore since
and
by definition
.
Thus everything included in the left side can be considered a strict lowerbound less than X, and everything in the right side is a strict upperbound on X. Now to show totality.
Theorem For all surreals
and
either
or
Proof by induction:
(Base)
(Induction) Assume that for all
that either
or
. Then let
. We want to show that either
or
.
- 1) Assume
. Then since
is reflexive
.
- 2) Assume
. Then 
- 3) Assume
. Then
. 
An immediate corollary is that for all surreal numbers x and y if x is not equivalent to y, then either x < y or y < x.
With totality in hand, we'll now show that
is transitive.
Theorem: If
and
then
Proof by induction:
(Base)
(Induction)
Assume that
that if
and
then
. Then we want to show the same transitive property holds for
and
. There are three possible cases to consider to show transitivity.
- 1) Assume
and
. Since
and
it follows that
because
. Because
and
,
. And therefore
.
- 2) Assume
and
. Since
it follows that
because
. Because
and
,
. And therefore
.
- 3) Assume
and
. Since
it follows that
. And since
it follows that
. Because
is total, either
or
. But by the definition of construction since
and
it follows that
. Thus
. 
We have now established that
is a total preorder on the surreal numbers. We'll see momentarily that it is, in fact, not antisymmetric, but first let's construct a few surreal numbers to help see how they operate.
Constructing the first few surreal numbers
[edit]
The initial base surreal number will be
, which we've dealt with above.
Now we begin constructing the surreal numbers inductively. At each step of the induction, we'll define
and
to be the set of surreals directly constructed from subsets of
.
So
. Note that
is not a valid surreal number because
.
Since
it follows that
. Likewise since
it follows that
. Thus these three numbers are an ordered sequence which we will label as
and
. With that labelling we can write this simply as
.
So far so good. Let's move on to
. One of the surreal numbers generated is
. Similarly, we can generate
. Notice though that
and
. Thus we can see that
is not a total order but is rather a total preorder. To adjust things so we can work with a total order, we'll use the equivalence relation implied by the total preorder:
if and only if
and 
and work with the equivalence classes implied by that relation. We write
to mean the equivalence class of all surreal numbers equivalent to X. For example, within
we have that
includes
.
Completing
we have seven distinct equivalence classes, labelled -2, -1, -1/2, 0, 1/2, 1 and 2 respectively:
- [-2] contains {|-1} (which we'll call -2) == {|-1,0} == {|-1,1} == {-1,0,1} <
- [-1] contains -1 == {|0,1} <
- [-1/2] contains {-1|0} (which we'll call -1/2) == {-1|0,1} <
- [0] contains 0 == {-1|} == {-1|1} == {|1} <
- [1/2] contains {0|1} (which we'll call 1/2) == {-1,0|1} <
- [1] contains 1 == {-1,0|} <
- [2] contains {1|} (which we'll call 2) == {0,1|} == {-1,1|} == {-1,0,1|}
At this point it would be useful to have a way to simplify how to tell when two surreal numbers are equivalent. The following theorems should prove handy in that regard.
Eliminating excess lower and upper bounds
[edit]
Theorem For a surreal number
, if
and
then
Proof
Let a, b and X be given such that
and
, and let
. We want to show
and
.
- 1a)Let
be given. Since
it follows that
and thus
.
- 1b)Let
be given. Then
, so
. Therefore by 1a and 1b,
.
- 2a)Let
be given. Since
,
and therefore
.
- 2b)Let
be given. Then either
or
. If
then
. If
then by our initial assumption
and
. Assume
. Then since
by transitivity
. But because
it follows that
. So therefore by contradiction
. And so by 2a and 2b
. 
The upshot of the above theorem is that, when it comes to equivalence, you can ignore lower bounds less than the maximal lower bound. So for example
. Since the right hand sides are equal only the maximal lower bound 0 matters for purposes of equivalence.
A similar theorem exists for upper bounds.
Theorem For a surreal number
, if
and
then
Proof
Let a, b and X be given such that
and
, and let
. We want to show
and
.
- 1a)Let
be given. Since
it follows that
and thus
.
- 1b)Let
be given. Then
, so
. Therefore by 1a and 1b,
.
- 2a)Let
be given. Since
,
and therefore
.
- 2b)Let
be given. Then either
or
. If
then
. If
then by our initial assumption
and
. Assume
. Then since
by transitivity
. But because
it follows that
. So therefore by contradiction
. And so by 2a and 2b
. 
Therefore, if maximal lower bounds exist or minimal upper bounds exist, you can ignore anything but those when determining equivalence.
Labelling surreal numbers
[edit]
Above we talked above about labelling certain surreal numbers to correspond to various real numbers. We need to choose these labels such that the total ordering of the equivalence classes is isomorphic to the ordering of the reals. We also, as will be discussed later, want to choose our labels so that we can imbed the surreal numbers with the arithmetic operations of addition, negation and multiplication, and do it in such a way that it is naturally isomorphic to the corresponding operations in the reals. So if we perform an operation on two real numbers, the same operation on the corresponding surreal numbers gives the expected result.
We already defined 0 as a base case. Inductively, we can generate all the positive integer surreals by saying the successor to the number labelled n is
. So
and so on.
We also have labelled
. With that plus the integers, once we develop operations for addition, negation and multiplication we will be able to identify equivalence classes of surreals with any real number of the form
for any integers m and n. So let's get to it....
Addition, Negation and Multiplication
[edit]
Conway defines addition, negation and multiplication as follows:
Addition
where for a set A and number x
and 
Negation
where for a set 
Multiplication
where 
The intent is that these operations should, together with
, form an ordered field in the surreal numbers.
0 is the additive identity
[edit]
Theorem
Proof by induction:
(base)
And since both
and
are empty,
(induction) Let surreal number x be given and assume that for all
. We want to show that
Since both
and
are empty, it follows that
By our inductive assumption above
so
and since
and
are empty
Commutativity of addition
[edit]
Theorem
for all surreal numbers x and y
Proof by induction:
Let surreal numbers x and y be given.
(Base)
and
(Induction) Assume that for all
that
and
. Then we want to show that
so by our inductive assumption,
Associativity of addition
[edit]
Theorem For all surreal numbers
Proof: Let surreal numbers x,y and z be given
(base) Since addition is commutative,
(induction) Assume for all
that:









Then we want to show that
And by our inductive assumptions, the above equals
Addition is order preserving
[edit]
Theorem: For all surreal numbers x, y and z if
then
Proof by induction:
(base)
and
.
(induction) Let surreal numbers x, y and z be given and assume that for all
that if
then
. Then we want to show that if
then
.
1) First assume that
and let
be given such that
. Then
so either
or
.
- a) Let
be given such that
. Then
. Since
, that implies that
so
. And therefore since
by our inductive assumption it follows that
, and thus
. ...
Closure of negation
[edit]
We'll just need to prove two quick lemmas to proceed...
Lemma:
Proof by induction:
(Base) -(-0) = -0 = 0
(Induction) Let surreal number x be given and assume that for all
Lemma: If
then
Proof by induction:
(Base)
and
(Induction)
Let x and y be given such that
and assume that for all
that if
then
. We want to show that
.
1)Let
be given such that
. Then
so
. So by our inductive assumption
.
Theorem For all surreal numbers x, -x is also a surreal number
Proof by induction
(base) -0 = 0
(induction) Let x be given and assume for all
. Then let
be given.
It follows from the definition of negation that
and
. So
and
and therefore
.
Theorem:
Proof by induction:
(Base)
(Induction) Assume that for all
. Then we want to show that
, ie. that
and
.
1) Assume
. Then by our inductive assumption
, so
and hence
. But since
, it follows that
and therefore
. So by contradiction
.
2) Assume
. Then by our inductive assumption
and so
. However since
it follows that
since
, and thus
. Therefore by contradiction
.
So by 1) and 2) above
. And since
is empty, we have that
, and therefore
.
3) Assume
. Then by our inductive assumption
, so
and hence
. But since
, it follows that
and therefore
. So by contradiction
.
4) Assume
. Then by our inductive assumption
and so
. However since
it follows that
since
, and thus
. Therefore by contradiction
.
So by 3) and 4) above
. And since
is empty, we have that
, and therefore
and hence
.
Closure of addition
[edit]
Theorem For all surreal numbers
and
is also a surreal number
Proof by induction:
(base)
, which is a surreal number.
(induction) Assume that for all
that
are all surreal numbers. Then we want to show that
is also a surreal number.
1) Assume
...
Distributivity of multiplication over addition
[edit]
1 is the multiplicative identity
[edit]